Application Manager, MAP - Any Finra Location

Financial Industry Regulatory Authority

Jericho, NY

FINRA is dedicated to protecting investors and ensuring the integrity of America's financial system.
At FINRA we are focused on employee career development, offering learning opportunities, resources, and tools to help you achieve your professional aspirations.
We have an exciting opportunity for a Application Manager, MAP:
The Application Manager supervises the membership application process relating to matters filed with FINRA, which includes new and continuing membership applications, materiality consultations, two principal waivers, and membership agreement updates.
This is a senior-level professional position supervising examiners and support staff of all levels, defining their assigned roles, increasing their skills, and providing the staff with general guidance.
Essential Job Functions:
Actively supervises application staff in the execution of the Department's risk-based application program of member firms, in compliance with FINRA's Standards of Admission as noted in NASD Rule... More Detail

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