Compliance Executive

Updated: March 03, 2024 09:21 AM GMT

Full-time Job in Moka, Moka District

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Moka, Mauritius

Key Responsibilities
• Apply effective Customer Due Diligence measures applicants for business/principals of applicants for business and parties connected to a transaction;
• Carry out World Checks and internet searches including but not limited to sanction lists;
• Carrying out searches on certifiers, persons providing reference letters and banks and calling back for confirmation where needed;
• Assemble research, compile data and prepare reports (where appropriate);
• Prepare checklist and list findings further to review of CDD;
• Prepare CDD tracker and update same as and when new documents/information are received;
• Attend to queries in relation to KYC/CDD;
• Prepare risk committee minutes/resolutions for new clients;
• Prepare risk committee minutes/resolutions, matters arising, agenda and calendarise the monthly risk committee meeting;
• Follow internal and required procedures for KYC of clients;
• Provide a high standard of service with regards to compliance tasks;
• Liaise... More Detail